PbS Colloidal Quantum Dots
Colloidal semiconductor nanocrystals, or quantum dots exhibit size tunable optoelectronic properties
and facile processing in solution. These materials have received wide applications in solar energy
conversion, light emitting diodes, infrared imaging and lasers. In collaboration with experimental groups,
we have used ab initio calculations to enhance our
insights into the origins of 1. Stokes shift and 2. trap states in PbS quantum dots.
1. Systematically investigated and quantified the contributions to the Stokes shift in PbS CQDs from
film polydispersity, ligands and defects. Identified the source of the excessive Stokes shift
(Franck-Condon shifts) as due to the presence of stable intrinsic defects such as V
Pb2-
and V
Cl+ (in Cl passivated CQDs), reconciling the discrepancy between previous
theoretical predictions and experimental measurements.
2. Elucidated that dimers are the origin of a new source of trap states in highly monodisperse PbS
CQDs solids. Traps are typically attributed to surface states, but our first-principles calculations
show a new quantum confined state forms in the fused region of PbS CQD dimers, which depend on the
degree of fusing and orientations of CQDs. The LUMO of the new dimer states exhibit spectroscopic
signature about 100meV below the LUMO of isolated CQD, consistent with experimental observations.
Lattice Dynamics of Stibnite Sb2S3

Sb
2S
3 belongs to a class of technologically important materials in the field of photovoltaics,
optoelectronics and thermoelectrics. We studied the lattice dynamics of Sb
2S
3 as well as
electron-phonon coupling to better understand its fundamental properties.
I studied the lattice dynamics and electron-phonon coupling in Sb
2S
3. We obtained phonon
dispersion of Sb
2S
3 and extended the Gruneisen formalism to low-symmetry structure to find
that all the thermal expansion coefficients are associated with high-frequency phonon mode
at around 290 cm
-1. Coherent phonon was observed using femtosecond transient absorption
spectroscopy. I determined that the coherent phonon mode possesses B
3g symmetry, and that
impulsive stimulated Raman scattering is the generation mechanism. This phonon mode is a
dominant, intrinsic electron-phonon interactions in Sb
2S
3 that could impose a fundamental
limit on the efficiency of Sb
2S
3 as photovoltaic material but is highly desirable for
thermoelectric applications.
Optical Properties of Functionalized Silsesquixones

Silsesquioxanes are hybrid molecules with three-dimensional, nanoscale structures with
the generic chemical formula of [RSiO
3/2]
n. The rigid core provides high thermal and
chemical stability and the peripheral organic arms can be functionalized to give rise
to the desired properties.
We designed and synthesized mono- and octa-azobenzene functionalized silsesquioxanes.
They exhibits first-order cis-trans photo-isomerization with absorption wavelength at
340nm, and 288nm and 440nm. Transition energies obtained from time-dependent density
functional theory and range-separated functional agree very well with experimental data.
They are also fluorescent with a characteristic emission at around 400nm.